HB 1149 Maryland Securities Act Vulnerable Adults
Maryland 2017 Regular Session
Maryland Securities Act - Vulnerable Adults
HB-1149
About HB-1149
Altering the Maryland Securities Act to regulate federal exempt broker-dealers; establishing the Securities Act Registration Fund to be used to administer and enforce the Act; altering the actions that are unlawful under the Maryland Securities Act; requiring specified individuals that believe that a specified adult is the subject of financial exploitation to notify the Commissioner within 5 days of developing a reasonable belief that financial exploitation exists or to provide immediate notification under specified circumstances; etc.
Bill Texts
Chaptered 06/07/2017
Engrossed 03/18/2017
Introduced 02/09/2017
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